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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-02-16 |
| TN | RA | APPROVED | 2007-10-01 |
Branch Locations
Collierville, TN • United States
1916 Exeter Road Suite B, Germantown, TN 38138 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Red Oak Capital Managers | Memphis | TN | 08/2007 | Present |
| Cambridge Investment Research, Inc | Fairfield | IA | 10/2007 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 10/2007 | Present |
1) RED OAK CAPITAL MANAGERS AND C SHANE MILLER, CLU, CHFC, LUTCF, 1916 Exeter Road, Suite B, Germantown TN 38138, 02/01/92, INV REL, SOLE PROPRIETOR, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 240 HR/MO-28TRADING HR/MO. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, ADVISORY REP OF A RIA. INV REL-35 HR/WK-7/TRADING HR. 10/01/07 3) ROBERT E. LEE CAMP #1640, SONS OF CONFEDERATE VETERANS, Germantown Regional History & Genealogy Center, 7779 Poplar Pike, Germantown TN 38138, United States, 01/01/2026, Camp Commander (Two-year term), Historical focused civic group, NIR, 4 HR/MO - 1 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-09 |
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