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Frances Visalli Larosa

Ameriprise Financial Services, LLC

Marlton, NJ

Woolwich Twp, NJ

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-03-13
NJ RA APPROVED 2010-01-08
  • TX RA
    APPROVED_RES
    Since 2017-03-13
  • NJ RA
    APPROVED
    Since 2010-01-08

Branch Locations

50 Lake Center Executive Park 401 Route 73 N Ste 201, Marlton, NJ 08053-3425 • United States

Woolwich Twp, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Mount Laurel NJ 11/2009 03/2020
Ameriprise Financial Services, Llc Mount Laurel NJ 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-24
S63 Uniform Securities Agent State Law Examination 1998-05-26
  • S65 Uniform Investment Adviser Law Examination
    2001-02-24
  • S63 Uniform Securities Agent State Law Examination
    1998-05-26
Other Names
  • Frances R Prinz
  • Frances Visalli
  • Frances Solano
  • Fraces Solano
  • Frances Solano
  • Frances Visalli

View on SEC IAPD

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