Daniel Ethan Goodman

Current Employers

Sequent Planning, Llc

8807 Indian Hills Drive, Omaha, NE 68114 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-02-10

CA RA
APPROVED

Since 2026-02-10

Branch Locations

Winchester, CA • United States

8807 Indian Hills Drive, Omaha, NE 68114 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Deg Financial Services	Sherman Oaks	CA	09/1997	Present
Futurity First Insurance Group	Sherman Oaks	CA	07/2021	Present
Sequent Planning, Llc	Sherman Oaks	CA	07/2021	04/2024
Sequent Planning, Llc	Winchester	CA	02/2026	Present

09/1997 → Present

Deg Financial Services

Sherman Oaks, CA
07/2021 → Present

Futurity First Insurance Group

Sherman Oaks, CA
07/2021 → 04/2024

Sequent Planning, Llc

Sherman Oaks, CA
02/2026 → Present

Sequent Planning, Llc

Winchester, CA

Previous Registrations

2021-07-30 → 2024-04-02

Sequent Planning, Llc

Sherman Oaks, CA

Omaha, NE
2008-01-17 → 2019-12-31

Deg Advisory Services, Inc.

Sherman Oaks, CA

Other Businesses

DEG FINANCIAL SERVICES; INVESTMENT RELATED; Private Residence in Winchester, CA; INDEPENDENT LIFE AND HEALTH INSURANCE; President; 1989; 100 hours/month; OFFERING INSURANCE PRODUCTS AND SERVICES TO CLIENTS AND PROSPECTS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-10-22
S63	Uniform Securities Agent State Law Examination	1993-10-12

S65 Uniform Investment Adviser Law Examination

2007-10-22
S63 Uniform Securities Agent State Law Examination

1993-10-12

View on SEC IAPD