Stephen Robert Stipe

Current Employers

Wealth Management Solutions

Claremore, OK • United States

Current Registrations

Authority	Category	Status	Date
KS	RA	APPROVED	2022-01-31
TX	RA	APPROVED	2018-08-01
OK	RA	APPROVED	2018-07-26

KS RA
APPROVED

Since 2022-01-31
TX RA
APPROVED

Since 2018-08-01
OK RA
APPROVED

Since 2018-07-26

Branch Locations

Claremore, OK • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stephen Stipe	Tulsa	OK	07/1996	Present
Sms Financial & Investment Management	Tulsa	OK	12/1998	07/2018
Wealth Management Solutions Llc	Bartlesville	OK	07/2018	Present

07/1996 → Present

Stephen Stipe

Tulsa, OK
12/1998 → 07/2018

Sms Financial & Investment Management

Tulsa, OK
07/2018 → Present

Wealth Management Solutions Llc

Bartlesville, OK

Previous Registrations

1999-01-15 → 2018-08-16

Robert Stephen Capital Management Llc

Bartlesville, OK

Other Businesses

STEPHEN R. STIPE 15885 E. 470 Road Claremore, OK 74017, Owner of Wealth Management Solutions LLC, Start date 1/2015. Devotes whatever time is necessary to support the clients of his advisory business. Insurance Licensed to sell Health, Life, Annuity and Long Term Care. Spends about 5 hours a month during trading hours. Stipe Construction Company devotes about 10 to 15 hours a month after market hours. Stephen is not compensated for this position.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-11-21
S63	Uniform Securities Agent State Law Examination	1992-06-12

S65 Uniform Investment Adviser Law Examination

1995-11-21
S63 Uniform Securities Agent State Law Examination

1992-06-12

View on SEC IAPD