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Kathleen Louise Hegyi

Duff & Phelps Investment Management Co.

Chicago, IL

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Current Employers
Duff & Phelps Investment Management Co.

10 S. Wacker Drive 19Th Floor, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-09-20
  • IL RA
    APPROVED
    Since 2022-09-20

Branch Locations

10 S. Wacker Drive 19Th Floor, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
William Blair & Co Llc Chicago IL 08/2010 08/2022
Duff & Phelps Investment Management Co Chicago IL 08/2022 Present
Vp Distributors Llc Chicago IL 09/2022 Present
Previous Registrations
  • 2010-08-24 → 2022-09-07
    William Blair
    Chicago, IL
    Chicago, IL
    Chicago, IL
  • 2010-06-17 → 2010-08-26
    Amg Funds Llc
  • 2008-03-31 → 2010-06-17
    Amg Distributors, Inc.
    Chicago, IL
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-08-26
S63 Uniform Securities Agent State Law Examination 1992-06-30
  • S65 Uniform Investment Adviser Law Examination
    1996-08-26
  • S63 Uniform Securities Agent State Law Examination
    1992-06-30

View on SEC IAPD

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GUGGENHEIM INVESTMENTS · CHICAGO, IL
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