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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-09-09 |
| NJ | RA | APPROVED | 2017-09-06 |
Branch Locations
100 Federal St Ci Business Controls, Boston, MA 02110 • United States
1100-1800 American Blvd Ci Client Management, Pennington, NJ 08534 • United States
Hamilton, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 08/2017 | Present |
| Jb Ventures Inc | Hamilton | NJ | 08/2015 | 06/2017 |
| Unemployed | Hamilton | NJ | 06/2017 | 08/2017 |
I*122381 For profit or not for profit: For-Profit Organization Name of outside business organization: William R Dixon Investment related: N Address of business: Hamilton, New Jersey 08619 Nature of business: Sole Proprietorship, Position, title, association: Owner, Start date of relationship: 4/20/2019 Number of hours devoted: 20 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: e-commerce site. Handle item returns and pay for site expenses.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-25 |
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