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Denver Dudley Stanton Dale

Pale Blue Capital LLC

Carmel, CA

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Current Employers
Pale Blue Capital Llc

Carmel, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-08-03
  • CA RA
    APPROVED
    Since 2021-08-03

Branch Locations

Carmel, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tecton Capital Partners Llc Carmel CA 04/2015 07/2021
Pale Blue Capital Llc (Fka Tecton Capital Partners Llc) Carmel CA 08/2021 Present
  • 04/2015 → 07/2021
    Tecton Capital Partners Llc
    Carmel, CA
  • 08/2021 → Present
    Pale Blue Capital Llc (Fka Tecton Capital Partners Llc)
    Carmel, CA
Previous Registrations
  • 2009-01-02 → 2015-12-31
    On-Point Capital, Llc
    Monterey, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-07-14
S63 Uniform Securities Agent State Law Examination 1992-09-22
  • S65 Uniform Investment Adviser Law Examination
    2021-07-14
  • S63 Uniform Securities Agent State Law Examination
    1992-09-22

View on SEC IAPD

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