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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-15 |
| NJ | RA | APPROVED | 2009-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Mt. Laurel | NJ | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*250074 - St. John Neumann Church; Investment related-No; Mount Laurel, New Jersey; Religious; Advisory Board, Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 09/2015; During business hours: 0; After business hours: 3; Check Signing/Funds Disbursements, provide advise with other members to pastor on budget, development of investment policy, oversight of financial advisors, capital improvements to parish
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-01 |
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