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Current Employers
New England Tactical Investments Llc

Kensington, NH • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2019-05-17
  • NH RA
    APPROVED
    Since 2019-05-17

Branch Locations

Kensington, NH • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Interstate Arms Billerica MA 01/2012 12/2018
Pruco Securities, Llc Bedford NH 05/2018 11/2018
The Prudential Insurance Company Of America Bedford NH 05/2018 11/2018
Freedom Kensington NH 06/2014 09/2016
New England Tactical Investments Llc Kensington NH 03/2018 Present
New England Tactical Investments Llc Kensington NH 05/2019 Present
  • 01/2012 → 12/2018
    Interstate Arms
    Billerica, MA
  • 05/2018 → 11/2018
    Pruco Securities, Llc
    Bedford, NH
  • 05/2018 → 11/2018
    The Prudential Insurance Company Of America
    Bedford, NH
  • 06/2014 → 09/2016
    Freedom
    Kensington, NH
  • 03/2018 → Present
    Kensington, NH
  • 05/2019 → Present
    Kensington, NH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-02-22
S63 Uniform Securities Agent State Law Examination 2008-05-06
  • S65 Uniform Investment Adviser Law Examination
    2017-02-22
  • S63 Uniform Securities Agent State Law Examination
    2008-05-06

View on SEC IAPD

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