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Kevin James Carroll

Waverly Advisors, LLC

Birmingham, AL

Boston, MA

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Current Employers
Waverly Advisors, Llc

600 University Park Place Suite 501, Birmingham, AL 35209 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-10-21
  • MA RA
    APPROVED
    Since 2025-10-21

Branch Locations

600 University Park Place Suite 501, Birmingham, AL 35209 • United States

211 Congress St #901, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
O'NEil Securities, Incorporated Boston MA 01/2016 07/2020
Self Employed Hingham MA 07/2020 09/2021
Lightspeed Financial Services Group Llc Mooristown NJ 01/2025 09/2025
Atreyu Trading Boston MA 10/2021 12/2024
Waverly Advisors, Llc Boston MA 09/2025 Present
  • 01/2016 → 07/2020
    O'NEil Securities, Incorporated
    Boston, MA
  • 07/2020 → 09/2021
    Self Employed
    Hingham, MA
  • 01/2025 → 09/2025
    Lightspeed Financial Services Group Llc
    Mooristown, NJ
  • 10/2021 → 12/2024
    Atreyu Trading
    Boston, MA
  • 09/2025 → Present
    Waverly Advisors, Llc
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-12-10
S63 Uniform Securities Agent State Law Examination 2001-10-01
  • S65 Uniform Investment Adviser Law Examination
    2024-12-10
  • S63 Uniform Securities Agent State Law Examination
    2001-10-01

View on SEC IAPD

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