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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-08-04 |
| TX | RA | APPROVED | 2026-08-04 |
Branch Locations
71 Mcmurray Road Suite 209, Pittsburgh, PA 15241 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Pittsburgh | PA | 07/1997 | 08/2026 |
| Berthold Capital, Llc | Pittsburgh | PA | 11/2006 | 08/2026 |
| Kestra Investment Services Llc | Pittsburgh | PA | 08/2026 | Present |
| Kestra Advisory Services Llc | Pittsburgh | PA | 08/2026 | Present |
Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/04/2026 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: BERTHOLD CAPITAL POSITION: Founder and CEO NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/04/2026 ADDRESS: 71 McMurray Road, Suite 209, Pittsburgh, PA 15241, Pittsburgh PA 15241, United States DESCRIPTION: I provide investment related services and activities as a dually registered representative and investment advisory representative. I follow Regulation Best Interest (Reg BI) which requires acting in the clients best interest when making recommendations as an RR and I follow the Fiduciary Standard, always putting the client's interest first when providing advice and recommendations as an IAR. Name: TIMOTHY AND ALIDA O'NEILL POSITION: Co-owner NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/04/2026 ADDRESS: 439 Longleaf Drive, Venetia PA 15367, United States DESCRIPTION: Co-Owner who collects rental income and provides for any upkeep or repairs to the premises.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-05 |
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