Best Investors Account Sign in
Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-08-04
TX RA APPROVED 2026-08-04
  • PA RA
    APPROVED
    Since 2026-08-04
  • TX RA
    APPROVED
    Since 2026-08-04

Branch Locations

71 Mcmurray Road Suite 209, Pittsburgh, PA 15241 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Pittsburgh PA 07/1997 08/2026
Berthold Capital, Llc Pittsburgh PA 11/2006 08/2026
Kestra Investment Services Llc Pittsburgh PA 08/2026 Present
Kestra Advisory Services Llc Pittsburgh PA 08/2026 Present
Previous Registrations
  • 2010-07-21 → 2026-08-06
    Beaver, PA
    Pittsburgh, PA
  • 2001-03-21 → 2003-12-31
    Nexus Financial Network, Llc
    Pittsburgh, PA
Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/04/2026 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: BERTHOLD CAPITAL POSITION: Founder and CEO NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/04/2026 ADDRESS: 71 McMurray Road, Suite 209, Pittsburgh, PA 15241, Pittsburgh PA 15241, United States DESCRIPTION: I provide investment related services and activities as a dually registered representative and investment advisory representative. I follow Regulation Best Interest (Reg BI) which requires acting in the clients best interest when making recommendations as an RR and I follow the Fiduciary Standard, always putting the client's interest first when providing advice and recommendations as an IAR. Name: TIMOTHY AND ALIDA O'NEILL POSITION: Co-owner NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/04/2026 ADDRESS: 439 Longleaf Drive, Venetia PA 15367, United States DESCRIPTION: Co-Owner who collects rental income and provides for any upkeep or repairs to the premises.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-12-13
S63 Uniform Securities Agent State Law Examination 1997-09-05
  • S65 Uniform Investment Adviser Law Examination
    1997-12-13
  • S63 Uniform Securities Agent State Law Examination
    1997-09-05

View on SEC IAPD

More in Pittsburgh, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor