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Lara Berner Yates

Ameriprise Financial Services, LLC

Tampa, FL

Tampa, FL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2024-02-29
FL RA APPROVED 2024-02-06
TX RA APPROVED_RES 2024-02-05
  • NM RA
    APPROVED
    Since 2024-02-29
  • FL RA
    APPROVED
    Since 2024-02-06
  • TX RA
    APPROVED_RES
    Since 2024-02-05

Branch Locations

4030 W Boy Scout Blvd Ste 300, Tampa, FL 33607-5713 • United States

Tampa, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Tampa FL 04/2007 02/2024
Raymond James Financial Services Advisors, Inc Tampa FL 01/2009 02/2024
Global Advisor Group (Website) Reston VA 08/2015 01/2020
Berner Wealth Management, Llc Tampa FL 12/2007 02/2024
Ameriprise Financial Services, Llc Tampa FL 02/2024 Present
Previous Registrations
  • 2009-01-02 → 2024-02-07
    Raymond James Financial Services Advisors, Inc
    Sterling, VA
    Reston, VA
    Saint Petersburg, FL
    Miami Beach, FL
    Miami Beach, FL
    Tampa, FL
  • 2007-07-16 → 2009-01-02
    Raymond James Financial Services, Inc.
    Reston, VA
    Miami Beach, FL
    Tampa, FL
    Union Hall, VA
  • 1998-11-12 → 2006-11-10
    Osprey Partners Investment Management, Llc
    Shewsbury, NJ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-07-11
S65 Uniform Investment Adviser Law Examination 1993-05-27
  • S63 Uniform Securities Agent State Law Examination
    2007-07-11
  • S65 Uniform Investment Adviser Law Examination
    1993-05-27
Designations
Other Names
  • Lara Wiklendt
  • Lara W. Berner
  • Lara Wiklendt Berner
  • Lara B Yates
  • Lara Yates

View on SEC IAPD

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