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One Federal Street 19Th Floor, Boston, MA 02110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-03-17 |
Branch Locations
Seafoam Village 2800 Placida Rd Unit 103, Englewood, FL 34224 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 02/2014 | 11/2022 |
| Wells Fargo Clearing Services, Llc | Birmngham | AL | 11/2022 | 03/2025 |
| Moors & Cabot Inc | Englewood | FL | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-27 |
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