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Current Employers
Moors & Cabot, Inc.

One Federal Street 19Th Floor, Boston, MA 02110 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-03-17
  • AL RA
    APPROVED
    Since 2025-03-17

Branch Locations

Athens, AL • United States

Seafoam Village 2800 Placida Rd Unit 103, Englewood, FL 34224 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 02/2014 11/2022
Wells Fargo Clearing Services, Llc Birmngham AL 11/2022 03/2025
Moors & Cabot Inc Englewood FL 03/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-25
S63 Uniform Securities Agent State Law Examination 1992-04-27
  • S66 Uniform Combined State Law Examination
    2014-04-25
  • S63 Uniform Securities Agent State Law Examination
    1992-04-27
Other Names
  • Bruce Scott

View on SEC IAPD

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