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Current Employers
Jefferies Investment Advisers Llc

520 Madison Avenue, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2026-03-06
MA RA APPROVED 2026-02-19
OR RA APPROVED 2026-02-19
AZ RA APPROVED 2026-01-30
FL RA APPROVED 2026-01-30
ND RA APPROVED 2026-01-27
VI RA APPROVED 2026-01-22
NE RA APPROVED 2026-01-16
GA RA APPROVED 2026-01-15
NM RA APPROVED 2026-01-15
WV RA APPROVED 2026-01-15
AL RA APPROVED 2026-01-14
AK RA APPROVED 2026-01-14
AR RA APPROVED 2026-01-14
CA RA APPROVED 2026-01-14
CO RA APPROVED 2026-01-14
CT RA APPROVED 2026-01-14
DE RA APPROVED 2026-01-14
HI RA APPROVED 2026-01-14
ID RA APPROVED 2026-01-14
IL RA APPROVED 2026-01-14
IN RA APPROVED 2026-01-14
IA RA APPROVED 2026-01-14
KS RA APPROVED 2026-01-14
KY RA APPROVED 2026-01-14
LA RA APPROVED 2026-01-14
ME RA APPROVED 2026-01-14
MD RA APPROVED 2026-01-14
MI RA APPROVED 2026-01-14
MN RA APPROVED 2026-01-14
MS RA APPROVED 2026-01-14
MO RA APPROVED 2026-01-14
MT RA APPROVED 2026-01-14
NV RA APPROVED 2026-01-14
NH RA APPROVED 2026-01-14
NJ RA APPROVED 2026-01-14
NY RA APPROVED 2026-01-14
NC RA APPROVED 2026-01-14
OH RA APPROVED 2026-01-14
OK RA APPROVED 2026-01-14
PA RA APPROVED 2026-01-14
PR RA APPROVED 2026-01-14
RI RA APPROVED 2026-01-14
SC RA APPROVED 2026-01-14
SD RA APPROVED 2026-01-14
TX RA APPROVED 2026-01-14
UT RA APPROVED 2026-01-14
VT RA APPROVED 2026-01-14
VA RA APPROVED 2026-01-14
WA RA APPROVED 2026-01-14
WI RA APPROVED 2026-01-14
WY RA APPROVED 2026-01-14
  • DC RA
    APPROVED
    Since 2026-03-06
  • MA RA
    APPROVED
    Since 2026-02-19
  • OR RA
    APPROVED
    Since 2026-02-19
  • AZ RA
    APPROVED
    Since 2026-01-30
  • FL RA
    APPROVED
    Since 2026-01-30
  • ND RA
    APPROVED
    Since 2026-01-27
  • VI RA
    APPROVED
    Since 2026-01-22
  • NE RA
    APPROVED
    Since 2026-01-16
  • GA RA
    APPROVED
    Since 2026-01-15
  • NM RA
    APPROVED
    Since 2026-01-15
  • WV RA
    APPROVED
    Since 2026-01-15
  • AL RA
    APPROVED
    Since 2026-01-14
  • AK RA
    APPROVED
    Since 2026-01-14
  • AR RA
    APPROVED
    Since 2026-01-14
  • CA RA
    APPROVED
    Since 2026-01-14
  • CO RA
    APPROVED
    Since 2026-01-14
  • CT RA
    APPROVED
    Since 2026-01-14
  • DE RA
    APPROVED
    Since 2026-01-14
  • HI RA
    APPROVED
    Since 2026-01-14
  • ID RA
    APPROVED
    Since 2026-01-14
  • IL RA
    APPROVED
    Since 2026-01-14
  • IN RA
    APPROVED
    Since 2026-01-14
  • IA RA
    APPROVED
    Since 2026-01-14
  • KS RA
    APPROVED
    Since 2026-01-14
  • KY RA
    APPROVED
    Since 2026-01-14
  • LA RA
    APPROVED
    Since 2026-01-14
  • ME RA
    APPROVED
    Since 2026-01-14
  • MD RA
    APPROVED
    Since 2026-01-14
  • MI RA
    APPROVED
    Since 2026-01-14
  • MN RA
    APPROVED
    Since 2026-01-14
  • MS RA
    APPROVED
    Since 2026-01-14
  • MO RA
    APPROVED
    Since 2026-01-14
  • MT RA
    APPROVED
    Since 2026-01-14
  • NV RA
    APPROVED
    Since 2026-01-14
  • NH RA
    APPROVED
    Since 2026-01-14
  • NJ RA
    APPROVED
    Since 2026-01-14
  • NY RA
    APPROVED
    Since 2026-01-14
  • NC RA
    APPROVED
    Since 2026-01-14
  • OH RA
    APPROVED
    Since 2026-01-14
  • OK RA
    APPROVED
    Since 2026-01-14
  • PA RA
    APPROVED
    Since 2026-01-14
  • PR RA
    APPROVED
    Since 2026-01-14
  • RI RA
    APPROVED
    Since 2026-01-14
  • SC RA
    APPROVED
    Since 2026-01-14
  • SD RA
    APPROVED
    Since 2026-01-14
  • TX RA
    APPROVED
    Since 2026-01-14
  • UT RA
    APPROVED
    Since 2026-01-14
  • VT RA
    APPROVED
    Since 2026-01-14
  • VA RA
    APPROVED
    Since 2026-01-14
  • WA RA
    APPROVED
    Since 2026-01-14
  • WI RA
    APPROVED
    Since 2026-01-14
  • WY RA
    APPROVED
    Since 2026-01-14

Branch Locations

Mckinney, TX • United States

520 Madison Avenue, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Dallas TX 02/2015 01/2018
Jpmorgan Chase Bank Na Dallas TX 02/2015 01/2018
Rbc Capital Markets, Llc. Dallas TX 02/2018 12/2025
Jefferies Llc New York City NY 01/2026 Present
Jefferies Investment Advisors New York City NY 01/2026 Present
  • 02/2015 → 01/2018
    J.P. Morgan Securities Llc
    Dallas, TX
  • 02/2015 → 01/2018
    Jpmorgan Chase Bank Na
    Dallas, TX
  • 02/2018 → 12/2025
    Dallas, TX
  • 01/2026 → Present
    Jefferies Llc
    New York City, NY
  • 01/2026 → Present
    Jefferies Investment Advisors
    New York City, NY
Previous Registrations
  • 2018-02-06 → 2026-02-11
    Dallas, TX
    Minneapolis, MN
    Frisco, TX
    Mckinney, TX
  • 2010-05-21 → 2015-03-09
    Irving, TX
    Dallas, TX
  • 2009-04-03 → 2010-04-06
    Ameritas Investment Company, Llc
    Des Moines, IA
    Lincoln, NE
  • 2007-07-10 → 2007-10-10
    Efg Corporation
    Dallas, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-05-25
S63 Uniform Securities Agent State Law Examination 1999-02-19
  • S65 Uniform Investment Adviser Law Examination
    2001-05-25
  • S63 Uniform Securities Agent State Law Examination
    1999-02-19
Designations
Other Names
  • Rob Stern

View on SEC IAPD

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