Michael Gregory Foster

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-28
TX	RA	APPROVED	2014-09-12
WA	RA	APPROVED	2014-08-04

CA RA
APPROVED

Since 2025-01-28
TX RA
APPROVED

Since 2014-09-12
WA RA
APPROVED

Since 2014-08-04

Branch Locations

Freeland, WA • United States

10400 Ne 4Th Street, Suite 2000, Bellevue, WA 98004 • United States

La Quinta, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	Bellevue	WA	08/2014	Present

08/2014 → Present

Stifel Nicolaus & Co Inc

Bellevue, WA

Previous Registrations

2010-11-05 → 2014-08-05

Mcadams Wright Ragen, Inc.

Bellevue, WA
2000-06-12 → 2010-11-15

Wells Fargo Investments, Llc

Bellevue, WA

Bellevue, WA

Mt. Vernon, WA

Other Businesses

1.FOSTER FOUNDATION; 13 CENTRAL WAY, SUITE A KIRKLAND WA 98033; Private Family Foundation-Charitable; Chairman of the Board; review and approve grants, organize and conduct Board Meetings site visits with grant organizations; 6/1/1994; 10 hr/mo; Not During Securities Trading Hours; Not Investment Related. 2. Trustee Non-Family Life Insurance Trust

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-13
S63	Uniform Securities Agent State Law Examination	1993-01-18

S65 Uniform Investment Adviser Law Examination

1999-12-13
S63 Uniform Securities Agent State Law Examination

1993-01-18

Other Names

Greg Foster
Michael Gregory Foster

View on SEC IAPD