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Denise Ann Morgantini

Arax Advisory Partners

Poughkeepsie, NY

New York, NY

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Current Employers
Arax Advisory Partners

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-05-05
  • NY RA
    APPROVED
    Since 2026-05-05

Branch Locations

2649 South Road Suite 102, Poughkeepsie, NY 12601 • United States

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Poughkeepsie NY 06/2015 11/2016
Wells Fargo Clearing Services, Llc Poughkeepsie NY 11/2016 07/2022
Wells Fargo Advisors Financial Network, Llc Poughkeepsie NY 07/2022 04/2026
Arax Advisory Partners Poughkeepsie NY 04/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-02-22
S63 Uniform Securities Agent State Law Examination 2017-06-19
  • S65 Uniform Investment Adviser Law Examination
    2018-02-22
  • S63 Uniform Securities Agent State Law Examination
    2017-06-19
Other Names
  • Denise Ann Kelsey
  • Denise Ann Kelsey

View on SEC IAPD

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