Brett K Okamoto

Current Employers

Principal Asset Management

801 Grand Ave, Des Moines, IA 50392-0001 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2024-08-27

OR RA
APPROVED

Since 2024-08-27

Branch Locations

5885 Meadows Road Suite 820, Lake Oswego, OR 97035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morley Financial Services, Inc.	Portland	OR	06/2005	06/2024
Principal Funds Distributor, Inc.	Portland	OR	11/2023	Present
Principal Asset Management	Portland	OR	07/2024	Present

06/2005 → 06/2024

Morley Financial Services, Inc.

Portland, OR
11/2023 → Present

Principal Funds Distributor, Inc.

Portland, OR
07/2024 → Present

Principal Asset Management

Portland, OR

Previous Registrations

2007-01-24 → 2018-10-01

Morley Capital Management, Inc.

Portland, OR

Other Businesses

1) Access/supervised person of Principal Global Investors, LLC and will perform certain functions for Principal Global Investors, Inc and its affiliates. 2) Westside Metros FC 8231 SW Cirrus Dr, Beaverton, OR 97008. Assistant soccer coach. Approximately 5 hours/week, 0 during trading. Not investment related. Effective 07/01/2025.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-07-17

S66 Uniform Combined State Law Examination

2024-07-17

Other Names

Koji Taniuchi
Brett Kei Okamoto

View on SEC IAPD