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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-08-23 |
Branch Locations
277 Park Ave, Floor 36, New York, NY 10172 • United States
150 W University Dr Floor 04, Tempe, AZ 85281 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 02/1992 | 08/2022 |
| J.P Morgan Securities Llc | Tempe | AZ | 11/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Tempe | AZ | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-20 |
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