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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-01-19 |
| TX | RA | APPROVED_RES | 2024-01-19 |
Branch Locations
1919 S Highland Ave Ste B328, Lombard, IL 60148 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | 08/2017 |
| Mml Investors Services, Llc | Downers Grove | IL | 03/2017 | 08/2017 |
| Woodbury Financial Services Inc | Lombard | IL | 08/2017 | 01/2024 |
| Osaic Wealth, Inc. | Lombard | IL | 01/2024 | Present |
1. LT FAMILY FINANCIAL INC. POSITION: Agent NATURE: Insurance Agent offering fixed products INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1991 ADDRESS: 1919 S. Highland Ave, Suite 328B, Lombard IL 60148, United States DESCRIPTION: I sell traditional fixed insurance products, life, health, LTC, DI, disability, P&C products as Anthony M. Liace and LT Family Financial, Inc. 2.LT FAMILY FINANCIAL INC POSITION: Agent NATURE: Private Health Insurance, Medicare Supplement Insurance, Assistance with clients applying for the open health care market (Obamacare) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/25/2018 ADDRESS: 1919 S. Highland Ave., Suite 328B, Lombard IL 60148, United States DESCRIPTION: Offer Private Health insurance on and off the exchange, P and C, Medicare Advantage Plans and Medicare Supplements as Anthony M Liace and LT Family Financial, Inc.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-17 |
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