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Anthony Michael Liace

Osaic Wealth, Inc.

Lombard, IL

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-01-19
TX RA APPROVED_RES 2024-01-19
  • IL RA
    APPROVED
    Since 2024-01-19
  • TX RA
    APPROVED_RES
    Since 2024-01-19

Branch Locations

1919 S Highland Ave Ste B328, Lombard, IL 60148 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 08/2017
Mml Investors Services, Llc Downers Grove IL 03/2017 08/2017
Woodbury Financial Services Inc Lombard IL 08/2017 01/2024
Osaic Wealth, Inc. Lombard IL 01/2024 Present
  • 07/2016 → 08/2017
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → 08/2017
    Downers Grove, IL
  • 08/2017 → 01/2024
    Woodbury Financial Services Inc
    Lombard, IL
  • 01/2024 → Present
    Lombard, IL
Previous Registrations
  • 2017-08-11 → 2024-01-19
    Woodbury Financial Services, Inc.
    Lombard, IL
    Naples, FL
    Lombard, IL
  • 2017-03-25 → 2017-08-17
    Lombard, IL
    Lisle, IL
  • 2004-02-13 → 2017-03-25
    Msi Financial Services, Inc.
    Downers Grove, IL
    Oak Brook, IL
    Downers Grove, IL
    Downers Grove, IL
    Lombard, IL
Other Businesses

1. LT FAMILY FINANCIAL INC. POSITION: Agent NATURE: Insurance Agent offering fixed products INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1991 ADDRESS: 1919 S. Highland Ave, Suite 328B, Lombard IL 60148, United States DESCRIPTION: I sell traditional fixed insurance products, life, health, LTC, DI, disability, P&C products as Anthony M. Liace and LT Family Financial, Inc. 2.LT FAMILY FINANCIAL INC POSITION: Agent NATURE: Private Health Insurance, Medicare Supplement Insurance, Assistance with clients applying for the open health care market (Obamacare) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/25/2018 ADDRESS: 1919 S. Highland Ave., Suite 328B, Lombard IL 60148, United States DESCRIPTION: Offer Private Health insurance on and off the exchange, P and C, Medicare Advantage Plans and Medicare Supplements as Anthony M Liace and LT Family Financial, Inc.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-12-18
S63 Uniform Securities Agent State Law Examination 1992-06-17
  • S65 Uniform Investment Adviser Law Examination
    2000-12-18
  • S63 Uniform Securities Agent State Law Examination
    1992-06-17

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