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Current Employers
Insigneo Advisory Services, Llc

1221 Brickell Avenue 27Th Floor, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-01-07
NJ RA APPROVED 2021-06-21
NY RA APPROVED 2021-06-20
  • FL RA
    APPROVED
    Since 2022-01-07
  • NJ RA
    APPROVED
    Since 2021-06-21
  • NY RA
    APPROVED
    Since 2021-06-20

Branch Locations

1221 Brickell Avenue 27Th Floor, Miami, FL 33131 • United States

410 Park Avenue Suite 420, New York, NY 10022 • United States

Jersey City, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc New York NY 03/2005 11/2016
Wells Fargo Clearing Services, Llc New York NY 11/2016 06/2021
Insigneo Securities Llc Miami FL 06/2021 10/2023
Insigneo Advisory Services Llc Miami FL 06/2021 10/2023
Insigneo Securities Llc Miami FL 10/2023 Present
Insigneo Advisory Services Llc Miami FL 10/2023 Present
Insigneo International Financial Services Llc San Juan PR 11/2023 12/2024
Previous Registrations
Other Businesses

INSIGNEO ADVISORY SERVICES LLC (IAS) _ Affiliate RIA _ Dually registered as Senior Operations Associate

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-30
S63 Uniform Securities Agent State Law Examination 2016-04-11
  • S66 Uniform Combined State Law Examination
    2018-07-30
  • S63 Uniform Securities Agent State Law Examination
    2016-04-11
Other Names
  • Lissett A Hernandez

View on SEC IAPD

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