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Michael Scott Harris

Blue Rock Financial Services, Inc.

Williamsburg, VA

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Current Employers
Blue Rock Financial Services, Inc.

Williamsburg, VA • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-07-23
CA RA APPROVED 2024-03-06
OR RA APPROVED 2024-03-06
  • VA RA
    APPROVED
    Since 2025-07-23
  • CA RA
    APPROVED
    Since 2024-03-06
  • OR RA
    APPROVED
    Since 2024-03-06

Branch Locations

Williamsburg, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blue Rock Financial Services, Inc. Medford OR 08/2006 12/2024
Blue Rock Financial Services, Inc. Williamsburg VA 12/2024 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-04-03
S65 Uniform Investment Adviser Law Examination 1992-04-03
  • S63 Uniform Securities Agent State Law Examination
    1992-04-03
  • S65 Uniform Investment Adviser Law Examination
    1992-04-03
Designations
Other Names
  • Mike Harris

View on SEC IAPD

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