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Abita Springs, LA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-03-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rock Ruiz Insurance & Retirement Services Llc | Mandeville | LA | 06/1992 | Present |
| Ameritas Investment Corp | Lincoln | NE | 12/2008 | Present |
| Rock Solid Consultants | Mandeville | LA | 01/2014 | Present |
| Ameritas Life Insurance Corp | Lincoln | NE | 09/2015 | Present |
| Wealth Solutions | Mandeville | LA | 08/2015 | Present |
| Ameritas Advisory Services, Llc | Lincoln | NE | 11/2021 | Present |
LICENSED AS AN INDEPENDENT INSURANCE AGENT TO SELL FIXED INSURANCE PRODUCTS * ROCK RUIZ INSURANCE & RETIREMENT SERVICES LLC; SAME AS BRANCH; INV REL; RETIREMENT PLANNING AND FINANCIAL SERVICES; OWNER; START DATE=06/1992; HRS/MO=40; TRADING HRS/MO=32; SALES AND MANAGEMENT * ROCK SOLID CONSULTANTS; SAME AS BRANCH; INV REL; CONSULTING WITH POLITICAL/BUSINESS ENTITIES IN LOUISIANA; OWNER/PRESIDENT; START DATE=01/2014; HRS/MO=10; TRADING HRS/MO=0; PROSPECT FOR POTENTIAL POLITICAL CANDIDATES AND BUSINESS OWNERS, CONSULTANT AS TO POLITICAL OR BUSINESS OBSERVATIONS NOTED; * Wealth Solutions; same as branch; inv rel; financial products and insurance sales; agent; start date=08/2015; hrs/mo=200; trading hrs/mo=40; agent, advisor and fixed insurance sales and service
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-07 |
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