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Steven Michael Ruiz

Rock Solid Consultants LLC

Abita Springs, LA

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Current Employers
Rock Solid Consultants Llc

Abita Springs, LA • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-03-15
  • LA RA
    APPROVED
    Since 2024-03-15

Branch Locations

Abita Springs, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rock Ruiz Insurance & Retirement Services Llc Mandeville LA 06/1992 Present
Ameritas Investment Corp Lincoln NE 12/2008 Present
Rock Solid Consultants Mandeville LA 01/2014 Present
Ameritas Life Insurance Corp Lincoln NE 09/2015 Present
Wealth Solutions Mandeville LA 08/2015 Present
Ameritas Advisory Services, Llc Lincoln NE 11/2021 Present
  • 06/1992 → Present
    Rock Ruiz Insurance & Retirement Services Llc
    Mandeville, LA
  • 12/2008 → Present
    Ameritas Investment Corp
    Lincoln, NE
  • 01/2014 → Present
    Rock Solid Consultants
    Mandeville, LA
  • 09/2015 → Present
    Ameritas Life Insurance Corp
    Lincoln, NE
  • 08/2015 → Present
    Wealth Solutions
    Mandeville, LA
  • 11/2021 → Present
    Lincoln, NE
Previous Registrations
  • 2021-11-01 → 2023-11-06
    Mandeville, LA
  • 2009-02-13 → 2021-11-01
    Ameritas Investment Company, Llc
    Mandeville, LA
    Metairie, LA
    Lincoln, NE
    Glendale, AZ
    Austin, TX
    Lincoln, NE
  • 2003-07-09 → 2008-11-26
    Securities America Advisors, Inc.
    Metairie, LA
    Metairie, LA
Other Businesses

LICENSED AS AN INDEPENDENT INSURANCE AGENT TO SELL FIXED INSURANCE PRODUCTS * ROCK RUIZ INSURANCE & RETIREMENT SERVICES LLC; SAME AS BRANCH; INV REL; RETIREMENT PLANNING AND FINANCIAL SERVICES; OWNER; START DATE=06/1992; HRS/MO=40; TRADING HRS/MO=32; SALES AND MANAGEMENT * ROCK SOLID CONSULTANTS; SAME AS BRANCH; INV REL; CONSULTING WITH POLITICAL/BUSINESS ENTITIES IN LOUISIANA; OWNER/PRESIDENT; START DATE=01/2014; HRS/MO=10; TRADING HRS/MO=0; PROSPECT FOR POTENTIAL POLITICAL CANDIDATES AND BUSINESS OWNERS, CONSULTANT AS TO POLITICAL OR BUSINESS OBSERVATIONS NOTED; * Wealth Solutions; same as branch; inv rel; financial products and insurance sales; agent; start date=08/2015; hrs/mo=200; trading hrs/mo=40; agent, advisor and fixed insurance sales and service

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-01-13
S63 Uniform Securities Agent State Law Examination 1998-07-07
  • S65 Uniform Investment Adviser Law Examination
    2000-01-13
  • S63 Uniform Securities Agent State Law Examination
    1998-07-07
Other Names
  • Rock Ruiz
  • Steven M Ruiz
  • Steven Michael Ruiz

View on SEC IAPD

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