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Geoffrey Allen Galbraith

Gfm Asset Management LLC

Maumee, OH

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Current Employers
Gfm Asset Management Llc

Thomas-Bornhauserstrasse 17, Weinfelden 8570 • Switzerland

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-02-23
  • OH RA
    APPROVED
    Since 2021-02-23

Branch Locations

Maumee, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Orient Securities Hong Kong 03/2015 09/2019
  • 03/2015 → 09/2019
    Orient Securities
    Hong Kong
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-11-14
  • S65 Uniform Investment Adviser Law Examination
    2020-11-14

View on SEC IAPD

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