Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2023-10-12 |
| TX | RA | APPROVED_RES | 2008-02-15 |
| CA | RA | APPROVED | 1997-07-08 |
Branch Locations
3075A Hansen Way, Palo Alto, CA 94304 • United States
1221 W Emma Ave, Coeur D'ALene, ID 83814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Menlo Park | CA | 03/1992 | Present |
| Bank Of America,N.A. | Menlo Park | CA | 06/2011 | Present |
I*20327 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FOOTHILL COLLEGE INVESTMENT RELATED: N ADDRESS OF BUSINESS: 12345 EL MONTE ROAD, LOS ALTOS HILLS CA 94022, LOS ALTOS HILLS, CALIFORNIA 94022 NATURE OF BUSINESS: OTHER, COLLEGE POSITION, TITLE, ASSOCIATION: OTHER, TEACHER START DATE OF RELATIONSHIP: 4/1/2006 NUMBER OF HOURS DEVOTED: 12 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TEACHER - CLASS: INVESTMENT FUNDAMENTALS TEACH AN ENTRY LEVEL INVESTMENTS CLASS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-18 |
Reach out to this advisor