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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-23
MO RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2019-01-23
  • MO RA
    APPROVED
    Since 2009-01-02

Branch Locations

3301 Sw Highway 7 Suite A, Blue Springs, MO 64014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Blue Springs MO 10/2003 Present
Independent Insurance Sales Agent Blue Springs MT 10/2003 Present
Raymond James Financial Services Advisors, Inc Blue Springs MO 01/2009 Present
Insurance-Non Variable Blue Springs MO 09/2005 Present
Kansas City Wealth Partners Llc Blue Springs MO 07/2011 Present
  • 10/2003 → Present
    Raymond James Financial Services, Inc
    Blue Springs, MO
  • 10/2003 → Present
    Independent Insurance Sales Agent
    Blue Springs, MT
  • 01/2009 → Present
    Blue Springs, MO
  • 09/2005 → Present
    Insurance-Non Variable
    Blue Springs, MO
  • 07/2011 → Present
    Kansas City Wealth Partners Llc
    Blue Springs, MO
Previous Registrations
  • 2003-01-03 → 2003-08-07
    American Century Advisory Services, Inc.
    Kansas City, MO
Other Businesses

(1)Name of Business: Blue Springs Education Foundation Address: 1801 NW Vesper, Blue Springs, MO, 64015, United States Activity Type: Non profit Position/Title: Committee Member Investment Related: Yes Start Date: 08/07/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Attend quarterly meetings to review financial activity of the non-profit organization. I am not a board member, just an invited committee member. (2)Name of Business: Kansas City Wealth Partners LLC Address: 3301 SW Hwy 7 Ste A, Blue Springs, MO, 64014, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is my LLC for my independent contractor relationship with Raymond James

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-12-19
S63 Uniform Securities Agent State Law Examination 1996-02-26
  • S65 Uniform Investment Adviser Law Examination
    2002-12-19
  • S63 Uniform Securities Agent State Law Examination
    1996-02-26
Other Names
  • Steve Heggs
  • Steven E Heggs

View on SEC IAPD

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