Tony Randall Smith

Current Employers

Employment History

• 09/2007 → 07/2021
  Ubs Financial Services Inc.
  Birmingham, AL
• 07/2021 → 12/2025
  Stonegate Investment Group, Llc
  Birmingham, AL
• 12/2025 → Present
  Newedge Securities Llc
  Pittsburgh, PA
• 12/2025 → Present
  Newedge Advisors
  New Orleans, LA

Previous Registrations

• 2021-07-09 → 2025-12-04
  Stonegate Investment Group, Llc
  Birmingham, AL
• 2007-09-14 → 2021-07-20
  Ubs Financial Services Inc.
  Birmingham, AL
  Weehawken, NJ
  Birmingham, AL
  Birmingham, AL
• 1993-08-01 → 2007-09-25
  Citigroup Global Markets Inc.
  Birmingham, AL
  Birmingham, AL

Other Businesses

NewEdge Advisors, LLC - DBA Stonegate Investment Group; Investment related; Birmingham, AL; Start date 12/2025; 160 total hours; 160 trading hours; Investment Advisor Representative; SANDWOOD FARMS LLC; 2005 Stonegate TraiL, Ste 115, Birmingham, AL 35242; Timber Farming, Wildlife Management; Other; Managing Member; Timber Farmin; 1/1/2011; Business hours per month: Yes // PATRIOT ONSITE CONCRETE LLC; 2005 Stonegate Trail, Suite 115, Vestavia, AL 35242; Concrete installation; Other; Member of LLC; None; 10/15/2019; Business hours per month: No // SWM PARTNERS LLC; 4962 Reynolds Ln, Birmingham, AL 35242; investment in private businesses; Other; LLC member; none; 3/14/2018; Business hours per month: No // LIBERTY PARK REAL ESTATE LLC; 2005 Stonegate Trail, Suite 115, Birmingham, AL 35242; Own and Lease office building; Other; Member of LLC; Periodic consultation with managing member regarding investment; 9/14/2007; Business hours per month: No

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-05-01
• S63 Uniform Securities Agent State Law Examination
  1992-04-15