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50 George Street, London W1U 7DY • United Kingdom
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-12-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent Consultant | Austin | TX | 11/2010 | Present |
| Sarasin Asset Management Limited | London | 11/2015 | Present |
Trust Corporation International; Non-Investment Related; Roseneath, The Grange, St. Peter Port, Guemsey GYI 3SJ; International Trust Company; Consultant; Start Date 09/2015; 30 hours a month; 25 hours during trading a month; Marketing and Professional Intermediaries.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-11-21 |
| S65 | Uniform Investment Adviser Law Examination | 1992-11-21 |
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