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1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2019-11-05 |
Branch Locations
1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pioneer Investment Management, Inc. | Boston | MA | 12/2015 | 09/2017 |
| Wells Fargo Funds Distributor, Llc | Boston | MA | 09/2017 | 09/2019 |
| Wells Fargo Funds Management, Llc | Boston | MA | 09/2017 | 09/2019 |
| Assetmark Financial Holdings, Inc. | Plymouth | MA | 09/2019 | Present |
| Assetmark Brokerage, Llc | Plymouth | MA | 09/2019 | Present |
| Assetmark, Inc | Plymouth | MA | 09/2019 | Present |
ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 09/2019 - 160 HRS / MONTHLY, REGIONAL CONSULTANT OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 2015-10-06 |
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