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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2015-11-09
OH RA APPROVED 2015-11-05
LA RA APPROVED 2006-07-12
TX RA APPROVED 2006-07-10
  • NC RA
    APPROVED
    Since 2015-11-09
  • OH RA
    APPROVED
    Since 2015-11-05
  • LA RA
    APPROVED
    Since 2006-07-12
  • TX RA
    APPROVED
    Since 2006-07-10

Branch Locations

Dallas, TX • United States

100 Crescent Court 13Th Floor, Dallas, TX 75201 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Dallas TX 10/2010 Present
J.P. Morgan Securities Llc Dallas TX 10/2008 Present
Break Point Llc Dallas TX 05/2019 Present
  • 10/2010 → Present
    Jpmorgan Chase Bank, N.A.
    Dallas, TX
  • 10/2008 → Present
    Dallas, TX
  • 05/2019 → Present
    Break Point Llc
    Dallas, TX
Other Businesses

Entity Name: Break Point LLC Investment related: Yes Address: 2300 Dallas, TX Nature of the other business: Lease property Position/Title/Relationship: Owner Start Date: 21-May-2019 Approximate # of hours a month: 0-5 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Lease the property Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-06-20
S63 Uniform Securities Agent State Law Examination 1992-03-23
  • S65 Uniform Investment Adviser Law Examination
    2006-06-20
  • S63 Uniform Securities Agent State Law Examination
    1992-03-23
Other Names
  • Helen Molloy
  • Helen Molloy Jeanes

View on SEC IAPD

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