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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2015-11-09 |
| OH | RA | APPROVED | 2015-11-05 |
| LA | RA | APPROVED | 2006-07-12 |
| TX | RA | APPROVED | 2006-07-10 |
Branch Locations
100 Crescent Court 13Th Floor, Dallas, TX 75201 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Dallas | TX | 10/2010 | Present |
| J.P. Morgan Securities Llc | Dallas | TX | 10/2008 | Present |
| Break Point Llc | Dallas | TX | 05/2019 | Present |
Entity Name: Break Point LLC Investment related: Yes Address: 2300 Dallas, TX Nature of the other business: Lease property Position/Title/Relationship: Owner Start Date: 21-May-2019 Approximate # of hours a month: 0-5 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Lease the property Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 1992-03-23 |
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