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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-06-10
IL RA APPROVED 2008-01-01
  • TX RA
    APPROVED_RES
    Since 2013-06-10
  • IL RA
    APPROVED
    Since 2008-01-01

Branch Locations

1401 Financial Park, Carbondale, IL 62902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Carbondale IL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Carbondale IL 11/2016 Present
Previous Registrations
  • 2000-12-26 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Carbondale, IL
    St. Louis, MO
    Carbondale, IL
Other Businesses

KUHN SQUAD, LLC, INVT RELATED, DUQUOIN, IL, 100% OWNERSHIP, START DATE 12/29/2022, 1 HR PER MONTH, 0 HRS DURING TRADING, LLC TO HOLD CONDO. RENTAL PROPERTY; INV. RELATED; MADEIRA BEACH,FL; 100% OWNERSHIP; START DATE 12/29/2022; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; OWNER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-19
S63 Uniform Securities Agent State Law Examination 1992-10-01
  • S66 Uniform Combined State Law Examination
    2000-12-19
  • S63 Uniform Securities Agent State Law Examination
    1992-10-01

View on SEC IAPD

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