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Alexander Kanghee Lee

Auxano Advisors

Bellevue, WA

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Current Employers
Auxano Advisors

10900 Ne 4Th Street Suite 1950, Bellevue, WA 98004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-05
WA RA APPROVED 2008-01-03
  • TX RA
    APPROVED
    Since 2022-12-05
  • WA RA
    APPROVED
    Since 2008-01-03

Branch Locations

10900 Ne 4Th Street Suite 1950, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Auxano Advisors, Llc Bellevue WA 01/2008 Present
  • 01/2008 → Present
    Auxano Advisors, Llc
    Bellevue, WA
Previous Registrations
  • 2002-11-22 → 2007-12-31
    Raymond James Financial Services, Inc.
    Kirkland, WA
    Kirkland, WA
  • 1994-12-01 → 2002-11-14
    Waddell & Reed
    Bellevue, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-03-15
S63 Uniform Securities Agent State Law Examination 1992-06-29
  • S65 Uniform Investment Adviser Law Examination
    1993-03-15
  • S63 Uniform Securities Agent State Law Examination
    1992-06-29
Designations
Other Names
  • Alex K Lee

View on SEC IAPD

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