Paul Alan Knier

Current Employers

Cl Wealth Management Llc

425 N. Martingale Rd. Suite 1220, Schaumburg, IL 60173 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2025-08-13
GA	RA	APPROVED	2025-06-04
OK	RA	APPROVED	2023-09-20
WI	RA	APPROVED	2023-09-20
FL	RA	APPROVED	2021-10-27
IL	RA	APPROVED	2021-03-11
AZ	RA	APPROVED	2019-07-26
TX	RA	APPROVED_RES	2015-05-07
MN	RA	APPROVED	2013-12-05

VA RA
APPROVED

Since 2025-08-13
GA RA
APPROVED

Since 2025-06-04
OK RA
APPROVED

Since 2023-09-20
WI RA
APPROVED

Since 2023-09-20
FL RA
APPROVED

Since 2021-10-27
IL RA
APPROVED

Since 2021-03-11
AZ RA
APPROVED

Since 2019-07-26
TX RA
APPROVED_RES

Since 2015-05-07
MN RA
APPROVED

Since 2013-12-05

Branch Locations

425 N. Martingale Rd. Suite 1220, Schaumburg, IL 60173 • United States

111 Oak Circle, Big Lake, MN 55309 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Cabot Lodge Securities	Schaumburg	IL	06/2013	Present
Cl Wealth Management Llc	Schaumburg	IL	10/2011	Present

06/2013 → Present

Cabot Lodge Securities

Schaumburg, IL
10/2011 → Present

Cl Wealth Management Llc

Schaumburg, IL

Previous Registrations

2010-01-04 → 2011-09-30

Workman Securities Corporation

Big Lake, MN

Big Lake, MN

Eden Prairie, MN

Eden Prairie, MN

Other Businesses

1-PAUL A. KNIER INC/ DBA PK FINANCIAL FOR INSURANCE AND SECURITIES BUSINESS. /BIG LAKE, MN 55309/ OWNER/ SINCE 2001/ S-CORP FOR TAX PURPOSES/ DEVOTES 100% OF WORK TIME. 2-Lisa Knier Supplemental Needs Trust, Investment Related, Big Lake, MN, Trustee, 1-27-2010, Trustee, 1 hour per month, 1 hours during trading hours, Trustee. 3-The Knier Family Trust, Investment Related, Big Lake, MN, Trustee, 6-28-2013, Trustee, 1 hour per month, 1 hours during trading hours, Trustee. 4-Clifford G. Knier and Theresa M. Knier Charitable Remainder Trust, Investment Related, Big Lake, MN, Trustee, 1-27-2010, Trustee, 1 hour per month, 1 hours during trading hours, Trustee. 5-City of Big Lake, non-investment related, Big Lake, MN, Mayor, 1/13/2021, approximately 20 hours per month, approximately 10 hours during trading hours, overseeing all the duties of the City Council and Staff, approving budgets, variance requests, etc.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-11-20
S63	Uniform Securities Agent State Law Examination	1992-05-26

S66 Uniform Combined State Law Examination

2009-11-20
S63 Uniform Securities Agent State Law Examination

1992-05-26

View on SEC IAPD