George Mark O'dowd

Current Employers

Erg Asset Management Llc

50 Washington Street Suite 921, Norwalk, CT 06854 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2019-09-20

CT RA
APPROVED

Since 2019-09-20

Branch Locations

50 Washington Street Suite 921, Norwalk, CT 06854 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Erg Asset Management	Norwalk	CT	05/2012	Present

05/2012 → Present

Erg Asset Management

Norwalk, CT

Other Businesses

ERG Asset Management, LLC Co-President 50 Washington St, Suite 401 Norwalk,Ct 06854 Start Date 5/2012 Investment Management company Investment related activity, no capital raising,manage business. 120 hours/month No participation in securities related transactions. ERG Capital Partners, Member 6/1/16 start date 50 Washington St. South Norwalk, Ct Investment Related Business Work with clients to facilitate raising of capital. Working with client to raise capital via private placements GMOD LLC, Sole member 50 Washington St, Suite 401 Norwalk,Ct 06854 Start Date 5/2012 Holding company for personal investments Investment related activity, no capital raising, 0 (zero) hours/month No participation in securities related transactions. Pine Orchard Association, 180 Pine Orchard Road, Branford, CT 06405, Non investment related, Home Owners Association Treasurer and Board Member, started 7/1/25, 2 hours/month, 0 during trading hours, Treasury functions of POA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-09-20
S63	Uniform Securities Agent State Law Examination	2017-01-18

S66 Uniform Combined State Law Examination

2019-09-20
S63 Uniform Securities Agent State Law Examination

2017-01-18

Other Names

George M Dowd
George Mark Dowd

View on SEC IAPD