Kevin Harold Dempsey

Current Employers

Employment History

• 04/1994 → 12/2020
  Cadaret, Grant & Co., Inc.
  Vestal, NY
• 04/1994 → 10/2016
  The Partners Eebb & Co., Inc.
  Vestal, NY
• 03/2026 → Present
  Blue Horizon Equity, Inc
  Vestal, NY
• 05/2026 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 11/2016 → Present
  Aspire Financial Group, Llc
  Vestal, NY
• 12/2020 → 10/2024
  American Portfolios Financial Services, Inc.
  Vestal, NY
• 10/2024 → 05/2026
  Osaic Wealth, Inc.
  Scottsdale, AZ

Previous Registrations

• 2024-10-11 → 2026-05-21
  Osaic Wealth, Inc.
  Ponte Vedra Beach, FL
  Vestal, NY
  Scottsdale, AZ
• 2022-01-12 → 2024-10-11
  American Portfolios Advisors, Inc
  Holbrook, NY

Other Businesses

1.NAME OF OTHER BUSINESS: Blue Horizon Equity, Inc. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE START DATE: 05/2026 APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 20 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND ASSET MANAGEMENT; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 04/1994 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS; 3. NAME OF OTHER BUSINESS: KEVIN H DEMPSEY – TAX PREP INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 11/2016 APX NUMBER OF HOURS PER WEEK: 30 APX NUMBER OF HOURS DURING TRADING HOURS: 10 BRIEF DESCRIPTION OF DUTIES: PROVIDE TAX PREP SERVICES; 4. NAME OF OTHER BUSINESS: ITRUST ADVISORS LLC INVESTMENT RELATED: YES ADDRESS: 440 S WARREN ST SUITE 608, SYRACUSE, NY NATURE OF BUSINESS: INSURANCE SERVICES START DATE: 12/2020 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: PROVIDE INSURANCE; 5. NAME OF OTHER BUSINESS: ITP PARTNERS LLC INVESTMENT RELATED: No ADDRESS: 4400 MARSH LANDING BLVD SUITE 101, PONTE VEDRA BEACH, FL NATURE OF BUSINESS: FINANCIAL SERVICES/OFFICE PREMISES MANAGEMENT & BRANDING START DATE: 12/2016 APX NUMBER OF HOURS PER WEEK: 15 APX NUMBER OF HOURS DURING TRADING HOURS: 15 BRIEF DESCRIPTION OF DUTIES: PROVIDES ADMINISTRATIVE SUPPORT FOR SHARED OFFICE LOCATION USED BY MULTIPLE FINANCIAL SERVICES PROFESSIONALS 6. NAME OF OTHER BUSINESS: ASPIRE FINANCIAL GROUP, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES/ OFFICE PREMISES MANAGEMENT & BRANDING START DATE: 11/2016 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING/WEALTH PLANNING/TAX PLANNING 7. NAME OF OTHER BUSINESS: CETERA WEALTH SERVICES, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: BROKER DEALER START DATE: 05/2026 POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: INVESTMENT MANAGEMENT/WEALTH MANAGEMENT

Exams

• S66 Uniform Combined State Law Examination
  2021-11-29
• S63 Uniform Securities Agent State Law Examination
  1992-03-10