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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-01-03
  • TX RA
    APPROVED
    Since 2011-01-03

Branch Locations

10999 Interstate 10 5Th Fl [Ta-Rbo], San Antonio, TX 78230 • United States

222 Sidney Baker St S, Kerrville, TX 78028 • United States

10999 W Interstate 10 5Th Fl/Ste 5000, San Antonio, TX 78230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc San Antonio TX 01/2011 11/2016
Wells Fargo Clearing Services, Llc San Antonio TX 11/2016 Present
Previous Registrations
  • 2000-12-13 → 2011-01-03
    Wells Fargo Investments, Llc
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
Other Businesses

RENTAL PROPERTY - 307; INV RELATED;PORT ARANSAS,TX; PERSONAL USE;100% OWNERSHIP; START DATE: 06/30/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-05-09
S63 Uniform Securities Agent State Law Examination 1992-08-21
  • S65 Uniform Investment Adviser Law Examination
    1996-05-09
  • S63 Uniform Securities Agent State Law Examination
    1992-08-21
Other Names
  • Mike Tierney

View on SEC IAPD

More in San Antonio, TX

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