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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-04-13 |
Branch Locations
8834 N. Capital Of Tx Highway Suite 100, Austin, TX 78759 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
8834 N Capital Of Texas Hwy Ste 100, Austin, TX 78759 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Terra Lumen Energy | Richmond | TX | 11/2008 | Present |
| Sigma Financial Corporation | Ann Arbor | MI | 01/2010 | 04/2023 |
| Spc | Ann Arbor | MI | 01/2010 | 04/2023 |
| Lpl Financial Llc | Austin | TX | 04/2023 | Present |
1) 4/2023 - Upstream Investment Partners / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - Start date 01/10/2010 - 160 Hrs per month 2) 4/2023 - Upstream Investment Partners DBA Upstream Benefit Solutions / Non-Variable Insurance / Investment Related / San Antonio, TX - Stat date 01/01/2015 - 5 Hrs per month 3) 4/2023 - Terra Lumen Energy Partners, INC / Business Entity for Tax/Investment Purposes Only / Not Investment Related / Austin, TX / President / Start date - 01/01/2008 2 Hrs per month 4) 4/2023 - Akamai 5280 Tax Professionals LLC (DBA Upstream Tax Partners / Tax Prep / Accounting/ CPA / Investment Related / Denver, CO / Start date 01/01/2021 - 1 Hrs per month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-10-13 |
| S63 | Uniform Securities Agent State Law Examination | 1992-03-04 |
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