Scott Charles Deluca

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2007-06-20

NJ RA
APPROVED

Since 2007-06-20

Branch Locations

1000 Harbor Boulevard, Weehawken, NJ 07086 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Weehawken	NJ	05/2007	Present

05/2007 → Present

Ubs Financial Services Inc

Weehawken, NJ

Previous Registrations

2002-11-01 → 2006-07-03

Ameriprise Financial Services, Llc

Minneapolis, MN

Vienna, VA

Other Businesses

Securities Industry Financial Markets Association,Association (e.g. Trade or Industry, Sport),SIFMA E-comms and Records Forum member,Advise SIFMA on the E-Comm and Records Forum,Start date -2/7/2020

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-08-30
S63	Uniform Securities Agent State Law Examination	2000-07-28

S65 Uniform Investment Adviser Law Examination

2000-08-30
S63 Uniform Securities Agent State Law Examination

2000-07-28

View on SEC IAPD