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444 W. Lake Street Suite 4700, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-08-26 |
| TX | RA | APPROVED_RES | 2026-08-26 |
Branch Locations
444 W. Lake Street Suite 4700, Chicago, IL 60606 • United States
525 Okeechobee Boulevard, Suite 1600, West Palm Beach, FL 33401 • United States
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-08-21 |
| FL | RA | APPROVED | 2015-05-04 |
| TX | RA | APPROVED_RES | 2015-05-01 |
Branch Locations
1800 North Military Trail Suite 300, Boca Raton, FL 33431 • United States
Boca Raton, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Boca Raton | FL | 04/2015 | 08/2026 |
| Cresset Asset Management, Llc | West Palm Beach | FL | 08/2026 | Present |
1) Impact 100/ investment related?:no / Boca Raton, florida, 33431 US/ Charity/ help raise funds & distribute to local charities/ "Officer of Charity, raise dollars & distribute to local charities Board of Directors"/ start date; 5/5/2020 2) Name of Business: FAU Foundation./ Address: 777 Glades Rd, Boca Raton FloridaFloridaUnited States 33431./ Investment Related: No./ Nature: Attend meetings, Exec Committee, help on several committees./ Role: Member of Board of directors./ Duty: attend meetings, on the philanthropy, investment & finance committees./ Start Date: 8/14/2019./ Hours Devoted: No. 3) Royal Palm Yacht & Country ClubCountry club of which I'm a member, Member of a committee representing the interests of any third partyGet involved on audit committee, start date-5/10/2018, Boca Raton Florida United States-33432.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-10-19 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-09 |
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