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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-14 |
Branch Locations
2101 Cedar Springs Road Suite 1850, Dallas, TX 75201 • United States
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usca Securities Llc | Dallas | TX | 03/2016 | Present |
| Usca Ria Llc | Dallas | TX | 03/2016 | 06/2021 |
| U.S. Capital Wealth Advisors, Llc | Austin | TX | 06/2021 | 06/2026 |
| Arax Advisory Partners | Dallas | TX | 06/2026 | Present |
1) TRUSTEE FOR FAMILY INSURANCE TRUST; INVESTMENT RELATED; GRAND PRAIRIE, TX; START DATE 12/9/02; 0 HRS MONTH / 0 HRS DURING TRADING. 2) CO-TRUSTEE FOR FAMILY LIVING TRUST; INVESTMENT RELATED; GRAND PRAIRIE, TX; START DATE 11/11/97; 0 HRS MONTH / 0 HRS DURING TRADING. CO-TRUSTEE FOR FAMILY TRUST; INVESTMENT RELATED; GRAND PRAIRIE, TX; START DATE 2/11/06; 0 HRS MONTH / 0 HRS DURING TRADING. 3) GRAND PRAIRIE ISD - EDUCATION FOUNDATION, Past President, Board Member, NOT INVESTMENT-RELATED, 1502 COLLEGE ST, GRAND PRAIRIE, TX 75050, START DATE July 2020, DEVOTE APPROXIMATELY 4 HOURS PER MONTH, DEVOTE 2 HOUR PER MONTH DURING SECURITIES TRADING HOURS, ATTEND BOARD MEETINGS, VOLUNTEER AT FUNDRAISING EVENTS. 4) GRAND PRAIRIE CHAMBER OF COMMERCE, BOARD MEMBER, NOT INVESTMENT-RELATED, 900 CONOVER DR, GRAND PRAIRIE, TX 75050, START DATE 01/2011, DEVOTE 2 HOURS PER MONTH, DEVOTE 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS, ATTEND BOARD MEETINGS, VOTE ON VARIOUS MATTERS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-14 |
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