Alfredo Martinez

Current Employers

Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2016-05-17

FL RA
APPROVED

Since 2016-05-17

Branch Locations

Boca Raton, FL • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Hightower Securities, Llc	Boca Raton	FL	04/2016	Present
Hightower Advisors, Llc	Boca Raton	FL	04/2016	Present

04/2016 → Present

Hightower Securities, Llc

Boca Raton, FL
04/2016 → Present

Hightower Advisors, Llc

Boca Raton, FL

Previous Registrations

2009-04-01 → 2016-04-26

Ubs Financial Services Inc.

Boca Raton, FL
2005-06-24 → 2009-04-01

Citigroup Global Markets Inc.

Boca Raton, FL

Boca Raton, FL

Other Businesses

CAPSTONE STRATEGIC WEALTH ADVISORS, LLC -ADMINISTRATIVE SERVICES COMPANY RELATED TO RIA PRACTICE.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-01-11
S63	Uniform Securities Agent State Law Examination	1992-07-15

S65 Uniform Investment Adviser Law Examination

2005-01-11
S63 Uniform Securities Agent State Law Examination

1992-07-15

View on SEC IAPD