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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2008-08-12
  • IA RA
    APPROVED
    Since 2008-08-12

Branch Locations

Davenport, IA • United States

5207 Competition Dr, Bettendorf, IA 52722 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Securities Inc Davenport IA 08/2008 Present
Previous Registrations
Other Businesses

*Fixed insurance, Life, Annuities, LTC, DI, 12/17/15. *Big Ed's Holdings LLC; Owner, Rental Property; 08/31/16. *Geek Development LLC, rental property, 100% owner, 9/1/16. *Urban Housing Coop, rental property, 100% owner, 9/1/16. *Rental Property, Owner, 09/08/16.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-25
S63 Uniform Securities Agent State Law Examination 1992-04-14
  • S65 Uniform Investment Adviser Law Examination
    1998-08-25
  • S63 Uniform Securities Agent State Law Examination
    1992-04-14

View on SEC IAPD

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