Arthur John Pedgrift

Current Employers

Ausdal Financial Partners, Inc.

5187 Utica Ridge Rd, Davenport, IA 52807 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2009-09-28
IL	RA	APPROVED	2009-09-25

IN RA
APPROVED

Since 2009-09-28
IL RA
APPROVED

Since 2009-09-25

Branch Locations

Arlington Heights, IL • United States

Aurora, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Choices Brokerage	Homewood	IL	01/1997	Present
Ausdal Financial Partners, Inc.	Davenport	IA	09/2009	Present

01/1997 → Present

Choices Brokerage

Homewood, IL
09/2009 → Present

Ausdal Financial Partners, Inc.

Davenport, IA

Previous Registrations

2009-09-08 → 2009-09-24

Lpl Financial Llc

Homewood, IL
2004-02-19 → 2009-09-08

Waterstone Financial Group, Inc.

North Barrington, IL

Homewood, IL

Other Businesses

1. SELF EMPLOYED INSURANCE AGENT NOT INVESTMENT RELATED SAME ADDRESS AS RESIDENCE 3/1/97 START DATE; 10 HR/ MONTH WITH ALL DURING TRADING HOURS; NON-INVESTMENT RELATED;SALE OF SELF EMPLOYED INSURANCE AGENT. Life, health, disability, fixed annuities. COMPENSATION THROUGH COMMISSION 2. CHOICES Financial Services; 240 S CONSTITUTION DRIVE, STE 240, AURORA, IL; INSURANCE SALES/owner; STARTED 1/1/1997. Approximately 20 HR/MONTH devoted to this activity all during TRADING hours. NON-INVESTMENT RELATED; LIFE, HEALTH & DISABILITY INSURANCE; FIXED ANNUITIES, DENTAL, VISION; JOB FUNCTIONS-SALES. COMPENSATION VIA COMMISSION

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-03-12
S63	Uniform Securities Agent State Law Examination	1992-02-28

S65 Uniform Investment Adviser Law Examination

2003-03-12
S63 Uniform Securities Agent State Law Examination

1992-02-28

Other Names

Arthur Griff
Arthur John Pedgrift

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