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100 Spectrum Center Drive Suite 1070, Irvine, CA 92618 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-02-14 |
Branch Locations
100 Spectrum Center Drive Suite 1070, Irvine, CA 92618 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Princeton | NJ | 03/2013 | 01/2022 |
| Bank Of America, N.A. | Princeton | NJ | 06/2013 | 01/2022 |
| Tempus Wealth Planning, Llc | Irvine | CA | 02/2022 | Present |
I*116788 For profit or not for profit: Non-Profit Organization Name of outside business organization: RSJ Golf Course Coalition Investment related: N Address of business: Irvine, California 92612 Nature of business: Corporation, Position, title, association: Committee Member, Start date of relationship: 8/21/2018 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: We are a steering commission to head-off and/or prevent building on Rancho San Joaquin Golf course above and beyond what was allowed and approved by the city planners printed back in the 1970's
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-24 |
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