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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-03-21 |
| FL | RA | APPROVED | 2024-02-02 |
Branch Locations
15321 S 94Th Ave Ste 100, Orland Park, IL 60462 • United States
1200 Harger Road Suite 325, Oak Brook, IL 60523 • United States
1928 West Fulton #3, Chicago, IL 60612 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self-Employed | Orland Park | IL | 01/1972 | 02/2019 |
| Self Employed | Orland Park | IL | 01/1975 | 02/2019 |
| Lpl Financial, Llc | Orland Park | IL | 04/2016 | 02/2019 |
| Opus Wealth Partners, Llc | Lisle | IL | 04/2016 | 02/2019 |
| Cetera Advisors Llc | St Cloud | MN | 02/2019 | Present |
| Burton Financial Group | Naples | FL | 01/1999 | Present |
| Megent Financial | Orland Park | IL | 04/2016 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2024 | Present |
1. NAME OF OTHER BUSINESS: BURTON FINANCIAL GROUP LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: FIXED INSURANCE START DATE: 2/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: BUSINESS EXPENSES, TAX RETURNS AND FIXED INSURANCE COMMISSIONS; 2. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE 02/2019, INSURANCE AGENT , APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS LIFE, HEALTH, AND DISABILITY. 3. MEGENT FINANCIAL, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 04/2016, REGISTERED REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 40, 32.5 DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 1992-03-14 |
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