John Thomas Mahoney

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-02-13

FL RA
APPROVED

Since 2026-02-13

Branch Locations

4010 W. Boy Scout Blvd. Suite 1075, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Tampa	FL	06/2013	09/2025
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	09/2025
Unemployed	Tampa	FL	09/2025	02/2026
Lpl Enterprise Llc	Tampa	FL	02/2026	Present

06/2013 → 09/2025

Morgan Stanley

Tampa, FL
01/2015 → 09/2025

Morgan Stanley Private Bank, N.A.

New York, NY
09/2025 → 02/2026

Unemployed

Tampa, FL
02/2026 → Present

Lpl Enterprise Llc

Tampa, FL

Previous Registrations

2013-07-02 → 2025-09-25

Morgan Stanley

Tampa, FL

Tampa, FL
2010-07-28 → 2013-06-17

Independent Financial Partners

Tampa, FL
2007-12-04 → 2010-03-10

Raymond James & Associates, Inc.

Tampa, FL

Other Businesses

1. 2/11/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - Tampa FL - OBA Start date : 02/05/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading 2. 2/11/2026 - JOHN MAHONEY, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Investment Related - Tampa FL - OBA Start date : 02/05/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-10-18

S66 Uniform Combined State Law Examination

2007-10-18

Other Names

John Thomas Mahoney
John Thomas Mahoney

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