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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-04-10 |
| WI | RA | APPROVED | 2026-04-09 |
| PR | RA | APPROVED | 2026-02-20 |
| TX | RA | APPROVED_RES | 2026-01-22 |
| NY | RA | APPROVED | 2026-01-21 |
| FL | RA | APPROVED | 1992-02-27 |
Branch Locations
9130 S. Dadeland Blvd. Suite 1400, Miami, FL 33156 • United States
One Financial Plaza Suite 1200, Ft. Lauderdale, FL 33394 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
LCHC, LLC 880 JERONIMO DRIVE, CORAL GABLES, FL 33146, MEMBER OF A LIMITED LIABILITY COMPANY, PARTNER, GROUP HEALTH AND OTHER GROUP BENEFITS, JAN. 1, 2007 TO PRESENT, 5 HRS. MO. INVESTMENT RELATED - THE BEACON COUNCIL, 80 SW 8 ST. SUITE 2400, MIAMI, FL 33130, BOARD MEMBER, JULY 2003 TO PRESENT, 3 HRS. MO. - PRIVATE CLIENT GROUP INTEGRATED SOLUTIONS, LLC, MEMBER, 880 JERONIMO DRIVE, CORAL GABLES, FL. 33146, P&C INSURANCE SALES, SINCE 08/01/2013, 5 HRS MO. - K ME UP, LLC, PO BOX 836746 MIAMI FL. 33283, MEMBER OF LLC SINCE 02/01/2010, APROX 4 HR. MO.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-09-24 |
| S65 | Uniform Investment Adviser Law Examination | 1999-06-24 |
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