Thomas Louis Lodico

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
HI	RA	APPROVED	2025-01-01

HI RA
APPROVED

Since 2025-01-01

Branch Locations

1585 Kapiolani Blvd Ste 1775, Honolulu, HI 96814 • United States

127 Central Avenue, Wailuku, HI 96793 • United States

4202 Rice St Ste 103, Lihue, HI 96766 • United States

98-1247 Kaahumanu St Suite 219, Aiea, HI 96701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Lihue	HI	02/1992	06/2021
Lpl Financial, Llc	Lihue	HI	06/2021	Present

02/1992 → 06/2021

Ameriprise Financial Services, Inc.

Lihue, HI
06/2021 → Present

Lpl Financial, Llc

Lihue, HI

Previous Registrations

1992-06-17 → 2021-06-22

Ameriprise Financial Services, Llc

Lihue, HI

Hilo, HI

Lihue, HI

Lihue, HI

Wailuku, HI

Honolulu, HI

Aiea, HI

Other Businesses

1. 6/21/2021 - PACSTAR FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 5/1/2013.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1992-05-12

S63 Uniform Securities Agent State Law Examination

1992-05-12

View on SEC IAPD