K. Denise Green

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-10-26
CO	RA	APPROVED	2011-07-22

TX RA
APPROVED_RES

Since 2015-10-26
CO RA
APPROVED

Since 2011-07-22

Branch Locations

Grand Junction, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Grand Junction	CO	07/2011	Present

07/2011 → Present

Lpl Financial, Llc

Grand Junction, CO

Previous Registrations

2005-11-03 → 2011-07-26

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Grand Junction, CO

Grand Junction, CO

Other Businesses

1. 11/4/2013: Western Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 03/07/2022 - KDR Inc - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - DBA - Thrivera Wealth Partners -Start Date - 03/03/2022 - 160 Hours Per Month/160 Hours During Securities Trading. 3. 11/12/2024 - Green Holdings LLC - Real Estate Rental - Grand Junction, CO - Investment Related - Start Date 10/30/2024 - 1 Hour Per Month/ 0 Hours During Trading 4. 12/05/2024 - Real Estate Rental - Kemp, TX - Investment Related - Start Date 03/01/2022 - 1 Hour Per Month/ 0 Hours During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-11-02

S66 Uniform Combined State Law Examination

2005-11-02

Other Names

K Denise Roberts
Denise Richardson
Katherine Denise Richardson
K D Richardson
K Denise Richardson
K Denise Green

View on SEC IAPD