Denis Michael Horrigan

Current Employers

Employment History

• 01/2011 → Present
  Connecticut Wealth Management, Llc
  Farmington, CT

Previous Registrations

• 2008-05-22 → 2012-01-11
  Lpl Financial Llc
  Farmington, CT
  Springfield, MA
  New London, CT
• 2009-11-18 → 2010-10-27
  Kr Wealth Management, Llc
  Farmington, CT
• 2006-03-28 → 2008-02-15
  St. Germain Securities, Inc.
  Hartford, CT
• 2000-11-17 → 2003-06-02
  Independent Advisers Group Corp
  East Hartford, CT
• 2000-10-12 → 2003-05-20
  Osaic Fs, Inc.
  East Hartford, CT

Other Businesses

1. Hartford Your Scholars; Board Chair; 1/1/2023; Hours per month devoted to business outside trading hours: 15. 2. Member of the Simsbury-Grady Rotary Club, as well as serves on the Investment Committee, devoting approximately 5 hours a month, during not trading hours. 3. Membership owner of Ten One Ten, LLC since 2014 and devotes 4 hours per month to the operation of the LLC. during trading hours. 4. Mclean Fund; 75 Great Pond Rd Simsbury CT 06070; Trustee/Director; Helps fund McLean Affiliates and McLean Game Refuge; 9/1/2023; Hours per month devoted to the business. 1; Oversight of operations. 5. Mclean Affiliates, Inc.; 75 Great Pond Rd Simsbury CT 06070; Trustee/Director; Not-for-profit provider of senior living and health care; 9/1/2023; Hours per month devoted to the business. 1; Oversight of operations. 6. McLean Game Refuge; 75 Great Pond Rd Simsbury CT 06070; Trustee/Director; Dedicated to the protection of native wildlife and the conservation of the landscape; 9/1/2023; Hours per month devoted to the business. 1; oversight of operations. 7. Capital Workforce partners, position is Board of Directors,1 hour per month 8. Financial Planning Association (FPA) of Connecticut position is Board of directors, 2 hours per month.

Exams

• S66 Uniform Combined State Law Examination
  2007-06-18
• S65 Uniform Investment Adviser Law Examination
  2000-09-18
• S63 Uniform Securities Agent State Law Examination
  1992-04-21

Designations