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Current Employers
Lanark Financial, Inc.

1927 First Avenue North, Birmingham, AL 35203 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-05
CO RA APPROVED 2026-01-05
NV RA APPROVED 2026-01-05
SC RA APPROVED 2026-01-05
LA RA APPROVED 2018-11-09
AZ RA APPROVED 2015-08-07
ID RA APPROVED 2015-07-28
PA RA APPROVED 2015-07-28
UT RA APPROVED 2015-07-23
  • CA RA
    APPROVED
    Since 2026-01-05
  • CO RA
    APPROVED
    Since 2026-01-05
  • NV RA
    APPROVED
    Since 2026-01-05
  • SC RA
    APPROVED
    Since 2026-01-05
  • LA RA
    APPROVED
    Since 2018-11-09
  • AZ RA
    APPROVED
    Since 2015-08-07
  • ID RA
    APPROVED
    Since 2015-07-28
  • PA RA
    APPROVED
    Since 2015-07-28
  • UT RA
    APPROVED
    Since 2015-07-23

Branch Locations

Bountiful, UT • United States

18-22 Bank Street Suite 108, Summit, NJ 07901 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Nbc Securities, Inc. Bountiful UT 07/2015 Present
  • 07/2015 → Present
    Nbc Securities, Inc.
    Bountiful, UT
Previous Registrations
  • 2012-04-11 → 2015-07-22
    Jhs Capital Advisors, Llc
    Tampa, FL
    Portland, OR
    Bountiful, UT
    Portland, OR
  • 2007-11-01 → 2012-04-11
    Paulson Investment Company Llc
    Portland, OR
    Lake Oswego, OR
    Bountiful, UT
  • 2002-09-27 → 2007-11-23
    Investment Management Corporation
    Bountiful, UT
    Bountiful, UT
    Bountiful, UT
    Salt Lake City, UT
  • 1994-12-09 → 2002-08-22
    Prudential Equity Group, Llc
    Salt Lake City, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-18
S65 Uniform Investment Adviser Law Examination 1992-04-08
S63 Uniform Securities Agent State Law Examination 1992-03-27
  • S66 Uniform Combined State Law Examination
    2009-04-18
  • S65 Uniform Investment Adviser Law Examination
    1992-04-08
  • S63 Uniform Securities Agent State Law Examination
    1992-03-27
Other Names
  • Lee S Steorts

View on SEC IAPD

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